Trade Lifecycle Associate I, Securities Operations Regulatory Reporting

JPMorgan Chase

Confirmed live 2 days ago High trust

Quick summary

Work type
On-site
Location
Newark, DE
Posted
23 days ago
Freshness
Confirmed live 2 days ago

Market check

Salary context

How this pay compares to similar roles

Similar $150k
$111k most similar roles pay here $188k

This listing doesn't post a salary. Most similar roles pay $118,700–$180,531.

Based on 240 similar postings.

Employer

About JPMorgan Chase

JPMorgan Chase & Co. is a global financial services firm and one of the largest banks in the world, offering investment banking, commercial banking, asset management, and consumer financial services.

JPMorgan Chase currently has 1117 open roles on FindRole.

Listed pay typically runs $186,160–$215,000 across 7 roles with salary data.

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At a glance

TL;DR · Trade Lifecycle Associate I, Securities Operations Regulatory Reporting

As a Trade Lifecycle Associate I – Securities Operations Regulatory Reporting, you will join the Securities Operations Regulatory Reporting team to ensure the accuracy and timeliness of regulatory submissions for the US Broker Dealer business. You will supervise daily production and submission of reports while collaborating with cross-functional partners in compliance, settlements, and technology to implement new processes. Your core responsibilities include validating source report logic, developing controls to improve reporting reliability, and leading strategic projects to enhance the reporting landscape. To succeed, you must manage large datasets and utilize advanced data analysis tools including Alteryx, Tableau, and LLM Suite. The role focuses on solving complex regulatory compliance challenges by ensuring high-quality data transmission to bodies like FINRA, the SEC, and the Federal Reserve Board while driving operational efficiency through innovative process improvements.

What you'll do

  • Supervise the daily production and submission of regulatory reports for the US Broker Dealer business.
  • Validate source report logic to ensure accuracy and compliance with regulatory standards.
  • Collaborate with internal teams to review and implement new regulatory reporting processes.
  • Develop and enhance controls to improve the quality and reliability of regulatory reporting.
  • Identify and implement process improvements to drive operational efficiency.
  • Use advanced data analysis tools like Alteryx and Tableau to develop risk-reducing solutions.
  • Lead and contribute to strategic projects impacting the regulatory reporting landscape.

What we're looking for

  • Bachelor’s degree in Finance or a related field, or equivalent work experience.
  • At least 2 years of Securities industry experience.
  • Ability to obtain a FINRA Series 99 License within 120 days of start date.
  • Proficiency in advanced data analysis tools such as Alteryx and Tableau.
  • Strong aptitude for working with large datasets and high attention to detail.
  • Proven ability to manage multiple priorities and deliver results under pressure.
  • Excellent written and verbal communication skills in a professional environment.
  • Ability to collaborate effectively with cross-functional teams across different locations and levels.

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