Senior Staff Auditor, Bank and Support Functions Audit

Capital One Financial

Confirmed live yesterday High trust

Hybrid

Quick summary

Work type: Hybrid
Location: Plano, TXMcLean, VARichmond, VANew York, NY
Salary: $96,500–$110,100 / yr
Posted: 37 days ago
Freshness: Confirmed live yesterday
Nearby: 99+ roles within 25 mi

Market check

Salary context

Below market

How this pay compares to similar roles

Similar $171k

This role $103k

$82k most similar roles pay here $234k

This role pays less than 88% of similar roles. Most pay $123,250–$219,050 — the shaded band above. At the midpoint, this role pays about $103k versus about $171k for comparable roles.

Based on 240 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 998 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 992 roles with salary data.

Most-posted roles

View all roles at Capital One Financial

At a glance

TL;DR · Senior Staff Auditor, Bank and Support Functions Audit

Role Posting Log in to save

Senior Staff Auditor, Bank and Support Functions Audit joins the Internal Audit team to provide assurance on governance, risk management, and internal control processes. This role involves performing operational, financial, and compliance audit projects while contributing to the annual audit plan. The auditor will conduct risk assessments of business activities, design and execute internal control testing for operations of moderate complexity, and communicate results through written reports and oral presentations. Key responsibilities include leveraging data analytics and auditing generative AI tools to enhance efficiency and validate outcomes against risk frameworks. Candidates should possess expertise in financial analysis, accounting, or compliance within the banking and financial services industry. Required skills include performing data analysis, evaluating model outputs, and managing audit tasks of moderate difficulty while maintaining professional ethical standards and fostering collaborative relationships across various support functions like human resources and legal operations.

Skills

Data Analytics Generative AI Internal Audit Financial Analysis Risk Assessment Compliance Accounting Audit Procedures Control Testing Reporting Risk Frameworks

What you'll do

Perform risk assessments of business activities, potential exposures, and the materiality of loss.
Design and perform audit procedures to verify the effectiveness of internal controls.
Execute internal control testing for operations of moderate complexity.
Plan and execute audit tasks of moderate difficulty based on professional expertise.
Utilize data analytics and analytical tools during planning, fieldwork, and reporting phases.
Audit generative AI tools to enhance efficiency and validate outcomes against risk frameworks.
Maintain positive client relations throughout the duration of audit engagements.
Communicate audit results to management through written reports and oral presentations.

What we're looking for

Bachelor's degree or military experience.
At least 2 years of experience in auditing, accounting, financial analysis, or compliance (or a combination).
Master’s degree in Accounting, Finance, Economics, or an MBA is preferred.
Professional certifications such as CIA, CPA, CRCM, CISA, or CBA are preferred.
At least 2 years of experience in banking, the financial services industry, or professional services for large banks.
At least 2 years of experience auditing Bank and Support Functions areas like HR, legal operations, or corporate governance.
At least 2 years of experience performing data analysis in support of internal auditing.
Experience using and auditing AI-driven tools and processes to evaluate model outputs and risk assessments.

Save