Principal Auditor, Consumer Lending

Capital One Financial

Confirmed live 2 days ago High trust

Hybrid

Quick summary

Work type: Hybrid
Location: Richmond, VACharlotte, NCMcLean, VAPlano, TX
Salary: $109,900–$125,400 / yr
Posted: 9 days ago
Freshness: Confirmed live 2 days ago
Nearby: 99+ roles within 25 mi

Market check

Salary context

Below market

How this pay compares to similar roles

Similar $171k

This role $118k

$97k most similar roles pay here $226k

This role pays less than 83% of similar roles. Most pay $128,700–$213,345 — the shaded band above. At the midpoint, this role pays about $118k versus about $171k for comparable roles.

Based on 240 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 998 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 992 roles with salary data.

Most-posted roles

View all roles at Capital One Financial

At a glance

TL;DR · Principal Auditor, Consumer Lending

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Principal Auditor (Experienced Senior Auditor), Consumer Lending (Hybrid) joins the Audit function to provide assurance services for Card and Auto Finance across the US, Canada, and UK. This role involves conducting operational, compliance, and risk management audits while leading small engagements or managing significant components of larger projects. Key responsibilities include developing engagement planning documentation, designing audit programs, executing procedures to verify internal controls, and analyzing evidence to identify potential issues. The successful candidate will utilize data analytics and various audit tools to provide stakeholders with insight and advice. Required skills include critical thinking, risk management, and compliance expertise. Preferred qualifications include experience in banking or financial services, credit card payments, third-party risk management, and professional certifications such as CIA, CPA, CRCM, CISA, or CBA. The role also involves coaching and training junior staff members.

Skills

Data Analytics Risk Management Compliance Internal Controls Audit Tools Agile Accounting third party risk management

What you'll do

Lead small audits or manage significant components of large audits for Card and Auto Finance business units.
Develop engagement planning documentation to communicate scoping decisions and create audit programs covering key risks.
Design and execute audit procedures to verify the effectiveness of internal controls across multiple regions.
Analyze evidence and document processes to identify potential issues and provide assurance to stakeholders.
Utilize data analytics and tools during planning and fieldwork to provide actionable insights and advice.
Prepare clear, organized documentation for work performed and draft findings for review.
Provide coaching, on-the-job training, and feedback to junior audit staff and new hires.

What we're looking for

Must have a Bachelor's degree or military experience.
Must have at least 3 years of experience in auditing, accounting, risk management, or compliance (or a combination).
Preferred: At least 2 years of experience leading audits and performing as an auditor-in-charge.
Preferred: At least 2 years of experience in banking or financial services.
Preferred: At least 1 year of experience performing data analysis on large datasets using audit tools.
Preferred: At least 1 year of experience performing compliance audits.
Preferred: At least 1 year of audit experience in credit cards, payments, operations, auto finance, or third-party risk management.
Preferred: Professional certifications such as CIA, CPA, CRCM, CISA, or CBA.

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