Senior Staff Auditor, Compliance

Capital One Financial

Confirmed live 2 days ago High trust
Hybrid

Quick summary

Work type
Hybrid
Location
Plano, TXCharlotte, NCMcLean, VARichmond, VANew York, NYRiverwoods, IL
Salary
$87,700–$100,100 / yr
Posted
50 days ago
Freshness
Confirmed live 2 days ago

Market check

Salary context

Below market

How this pay compares to similar roles

Similar $181k
This role $94k
$72k most similar roles pay here $235k

This role pays less than 97% of similar roles. Most pay $146,275–$215,625 — the shaded band above. At the midpoint, this role pays about $94k versus about $181k for comparable roles.

Based on 240 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 998 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 992 roles with salary data.

Most-posted roles

View all roles at Capital One Financial

At a glance

TL;DR · Senior Staff Auditor, Compliance

Senior Staff Auditor, Compliance (Hybrid) joins the Corporate Compliance Audit team to conduct operational and compliance audit projects while supporting the annual audit plan. The role involves performing risk-based reviews and assessments of business activities against federal, state, and other legal regulations. Responsibilities include executing testing based on specific risks, communicating findings to management, and following up on agreed actions to ensure timely completion. To succeed, the candidate must utilize data analytics tools during planning and fieldwork phases to provide assurance on governance, risk management, and internal control processes. The ideal candidate possesses expertise in banking or financial services, risk management, or consumer compliance. Required skills include critical thinking, analytical capabilities, and a focus on quality. Preferred qualifications include certifications like CIA, CPA, or CRCM, along with experience in professional services for large banks.

What you'll do

  • Perform risk-based reviews of compliance with federal, state, and other legal regulations.
  • Execute testing based on specific risks and processes associated with the audited area.
  • Communicate identified issues, risks, and recommendations to all levels of management.
  • Utilize data and analytical tools during the planning and fieldwork phases of audit delivery.
  • Follow up on agreed audit actions to ensure management meets their commitments on schedule.
  • Provide independent assurance on the effectiveness of governance, risk management, and internal controls.

What we're looking for

  • Bachelor's Degree or military experience.
  • At least 2 years of experience in auditing banking, financial services, risk management, or consumer compliance.
  • Master’s Degree in Auditing, Accounting, Information Systems, or an MBA is preferred.
  • Relevant certifications such as CIA, CPA, or CRCM are preferred.
  • 2+ years of experience in the financial services industry or a professional services firm serving large banks.
  • 2+ years of experience performing data analysis in support of internal auditing.
  • At least 1 year of experience in corporate compliance.
  • At least 1 year of experience with data analytics tools in support of internal audit.

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