Audit Manager, Commercial Bank

Capital One Financial

Confirmed live today High trust
Hybrid

Quick summary

Work type
Hybrid
Location
New York, NYCharlotte, NCMcLean, VARichmond, VAPlano, TX
Salary
$138,100–$157,700 / yr
Posted
3 days ago
Freshness
Confirmed live today

Market check

Salary context

Competitive pay

How this pay compares to similar roles

Similar $170k
This role $148k
$130k most similar roles pay here $210k

This role pays less than 64% of similar roles. Most pay $137,950–$202,050 — the shaded band above. At the midpoint, this role pays about $148k versus about $170k for comparable roles.

Based on 240 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 1042 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 1036 roles with salary data.

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View all roles at Capital One Financial

At a glance

TL;DR · Audit Manager, Commercial Bank

Audit Manager, Commercial Bank joins the Audit team to conduct operational and compliance audits of the commercial banking portfolio. This role involves monitoring the audit universe, performing risk assessments, and developing engagement planning documentation to communicate scoping decisions. The manager will lead complex business unit audits, design internal control testing, and supervise work assignments while providing coaching and training to staff members. Key responsibilities include identifying efficiencies in test work, communicating risks and recommendations to stakeholders, and managing multiple projects simultaneously. Candidates should possess experience in commercial banking, financial services, or risk management, along with proficiency in data analytics tools. The role requires a critical thinker who can navigate the complexities of governance, risk management, and internal control processes while ensuring all audit projects maintain compliance with professional ethical standards and organizational requirements.

What you'll do

  • Conduct operational and compliance audits of the commercial banking portfolio.
  • Monitor the audit universe and update risk assessments and audit plans as needed.
  • Lead large, complex business unit and project audits while developing engagement planning documentation.
  • Design and execute internal control testing to ensure adequate coverage of risk.
  • Supervise, coordinate, and provide coaching and training to members of the audit team.
  • Communicate audit processes, findings, risks, and recommendations to various stakeholders.
  • Identify and implement efficiencies in executing test work through data analytics and technology.
  • Manage the timely delivery of multiple audits, projects, and special assignments.

What we're looking for

  • Bachelor’s Degree or military experience.
  • At least 5 years of experience in auditing commercial banking, financial services, or risk management.
  • At least 3 years of experience leading audit engagements or in a project management role.
  • Master’s Degree in Accounting, Finance, Economics, or an MBA (preferred).
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM) (preferred).
  • 6+ years of experience auditing a commercial banking portfolio (preferred).
  • 1+ years of experience with data analytics tools in support of internal audit (preferred).

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