Senior Manager, Compliance Advisor

Capital One Financial

Confirmed live 2 days ago High trust

Quick summary

Work type
On-site
Location
McLean, VARichmond, VA
Salary
$177,700–$202,800 / yr
Posted
46 days ago
Freshness
Confirmed live 2 days ago

Market check

Salary context

Competitive pay

How this pay compares to similar roles

Similar $179k
This role $190k
$114k most similar roles pay here $231k

This role pays more than 57% of similar roles. Most pay $145,000–$213,200 — the shaded band above. At the midpoint, this role pays about $190k versus about $179k for comparable roles.

Based on 239 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 998 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 992 roles with salary data.

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View all roles at Capital One Financial

At a glance

TL;DR · Senior Manager, Compliance Advisor

The Compliance Advisor Senior Manager serves as a key risk management role within the second line of defense, providing primary compliance support for the New to Credit credit card business segment. This individual acts as a strategic partner during the product development lifecycle, ensuring that corporate initiatives and processes comply with applicable laws and regulations. Day-to-day responsibilities include identifying internal and external risks, performing control assessments, conducting UDAAP validations, and providing expert guidance on business policies, standards, and procedures to support compliant scaling. The role requires a subject matter expert who can interpret compliance data and manage reporting for senior leadership. Essential skills include expertise in the Compliance Risk Management Framework and knowledge of card operations, servicing, systems, and platforms. Candidates should possess experience in compliance, risk management, audit, or legal fields.

What you'll do

  • Provide proactive compliance advice and strategic guidance during the product development lifecycle.
  • Identify internal and external risks for business initiatives and provide remediation guidance.
  • Maintain expert knowledge of applicable laws, regulations, and the Compliance Risk Management Framework.
  • Perform and review control assessments to ensure accuracy and adherence to test procedures.
  • Evaluate Internal Audit, Regulatory Exam, and self-identified issues for compliance impacts.
  • Advise lines of business on developing controls, monitoring systems, and corrective actions.
  • Conduct targeted validations and reviews on controls over applicable regulations and UDAAP requirements.
  • Analyze compliance data to ensure consistency and adequacy in risk management reporting.

What we're looking for

  • Bachelor's Degree or military experience.
  • At least 5 years of experience in Compliance, Risk Management, Audit, or Legal.
  • Master’s Degree or Juris Doctor (J.D.) preferred.
  • 8+ years of experience in Compliance, Risk Management, Audit, or Legal preferred.
  • CRCM, ACAMS, or CIPP certification preferred.
  • Strong knowledge of Card Operations, Servicing, Systems, and Platforms.
  • Expertise in applicable laws, regulations, and the Compliance Risk Management Framework.
  • Ability to travel to various company locations as necessary.

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