Senior IS Analyst, Compliance Operations

Franklin Templeton

Confirmed live yesterday High trust
Hybrid

Quick summary

Work type
Hybrid
Location
St. Petersburg, FLRancho Cordova, CASan Mateo, CANew York, NYFort Lauderdale, FL
Salary
$116,200–$158,300 / yr
Posted
10 days ago
Freshness
Confirmed live yesterday

Market check

Salary context

Competitive pay

How this pay compares to similar roles

Similar $146k
This role $137k
$106k most similar roles pay here $180k

This role pays less than 53% of similar roles. Most pay $119,050–$172,900 — the shaded band above. At the midpoint, this role pays about $137k versus about $146k for comparable roles.

Based on 240 similar postings.

Employer

About Franklin Templeton

Franklin Templeton is a global investment management organization offering a wide range of mutual funds, ETFs, and alternative investment solutions to retail and institutional investors worldwide. Industry: Investment Management & Asset Management

Franklin Templeton currently has 4 open roles on FindRole.

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At a glance

TL;DR · Senior IS Analyst, Compliance Operations

Senior IS Analyst - Compliance Operations serves as a subject matter expert within the GIS eDiscovery and Compliance Operations team, providing Tier 2 support for enterprise compliance archiving infrastructure. The role involves managing permissions and retention policies within the Microsoft 365 Purview Compliance Portal, supporting eDiscovery cases, and maintaining data archiving connectors for various communication types. You will develop automation improvements to ensure service resiliency while performing monitoring and reporting to maintain data quality. Key technical requirements include proficiency in Microsoft 365, PowerShell, Azure Automation Runbook, Logic Apps, and ServiceNow. The position requires experience with financial services regulatory requirements, specifically regarding communications retention and FINRA regulations. You will utilize tools like Outlook, Exchange Online, SharePoint, and Microsoft Teams to solve complex problems while ensuring data is archived according to industry guidelines and legal requirements.

What you'll do

  • Provide Tier 1 and Tier 2 support for the Microsoft 365 Purview Compliance Portal.
  • Manage user permissions and corporate retention policies within the MS Purview environment.
  • Support eDiscovery cases and surveillance policies for communication compliance.
  • Maintain and monitor data archiving connectors, including third-party integrations into Office 365.
  • Develop automation improvements to ensure system performance, monitoring accuracy, and service resiliency.
  • Document and execute requested changes and process designs for the compliance infrastructure.
  • Collaborate with vendors to resolve technical issues related to compliance tools.
  • Manage Microsoft 365 compliance licensing as required by the organization.

What we're looking for

  • Bachelor's degree in computer science, Computer Information Systems, or an equivalent combination of education, certification, and experience.
  • At least 3 years of industry experience working with financial institutions and their regulatory requirements for communications retention.
  • Expertise in Microsoft 365, specifically the Microsoft 365 Purview Compliance Portal and related data feeds.
  • Experience supporting and configuring the Microsoft 365 Purview Compliance Center.
  • Proficiency in scripting languages such as PowerShell, Azure Automation Runbook, or Logic Apps.
  • Experience working with at least one of the financial services industry's major regulatory data archive vendors.
  • Proficiency in Outlook, Exchange Online, SharePoint, Microsoft Teams, ServiceNow, and other database concepts.
  • General understanding of FINRA regulations and compliance requirements.

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