This role pays more than
55%
of similar roles. Most pay
$177,187–$246,788
— the shaded band above.
At the midpoint, this role pays about
$221k
versus about
$212k
for comparable roles.
Based on 240 similar postings.
Employer
About Capital One Financial
Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking
Capital One Financial currently has
1020 open roles
on FindRole.
Listed pay typically runs
$197,300–$225,100
across 1013 roles with salary data.
The Director, Compliance Advisor joins the Banking & Corporate functions Compliance team to lead second-line compliance functions for the Capital One Shopping business. This role involves advising and challenging senior leaders on product development, overseeing the compliance management program, and managing the evolution of risk management functions by evaluating control adequacy. The advisor will collaborate with cross-functional teams to facilitate international growth while ensuring adherence to domestic and international legal and regulatory environments. Key responsibilities include monitoring consumer protection trends, reporting results to the Board of Directors, and engaging with external regulators like the CFPB, OCC, and FRB. Success requires strong business judgment, high emotional intelligence, and an ability to leverage technology, analytics, and automation. The role addresses complex compliance risks within a fast-paced, growth-oriented tech environment involving affiliate marketing and online retail.
Advise senior business leaders on compliance strategy and the development of new products and services.
Oversee the administration and execution of the corporate compliance management program.
Challenge the adequacy of existing controls and facilitate corrective actions for process breakdowns.
Monitor domestic and international regulatory changes to ensure compliance during global expansion.
Represent the organization in engagements with external regulators such as the CFPB, OCC, and FRB.
Report compliance results and risk status to senior management and the Board of Directors.
Manage the evolution of the compliance risk management function for the Shopping business unit.
What we're looking for
Bachelor’s degree or military experience.
At least 8 years of experience in compliance, legal, risk management, or regulatory roles within affiliated marketing, online retail, or financial services.
At least 5 years of experience supporting, partnering, and interacting with business clients.
Advanced degree (JD, MBA, or MA) or Certified Regulatory Compliance Manager (CRCM) certification (preferred).
12+ years of experience in legal, compliance, risk management, or regulatory roles (preferred).
5+ years of people management experience (preferred).
2+ years with a domestic or international consumer protection regulator (preferred).
Regulation Z
Regulation B
FCRA
UDAAP
Risk Management
Compliance Risk Management Framework
Audit
Data Management
Control Assessment
Business Change Management
CRCM
ACAMS
CIPP