Compliance Advisor Manager

Capital One Financial

Confirmed live yesterday High trust

Quick summary

Work type
On-site
Location
McLean, VARichmond, VARiverwoods, IL
Salary
$151,900–$173,400 / yr
Posted
50 days ago
Freshness
Confirmed live yesterday

Market check

Salary context

Competitive pay

How this pay compares to similar roles

Similar $175k
This role $163k
$129k most similar roles pay here $220k

This role pays less than 58% of similar roles. Most pay $137,987–$211,431 — the shaded band above. At the midpoint, this role pays about $163k versus about $175k for comparable roles.

Based on 240 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 998 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 992 roles with salary data.

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View all roles at Capital One Financial

At a glance

TL;DR · Compliance Advisor Manager

The Compliance Advisor Manager serves as a key risk management role within the second line of defense, providing primary compliance support for the Discover Personal Loans and New to Credit credit card business segments. This individual acts as a strategic partner and subject matter expert during the product development lifecycle, ensuring that corporate initiatives and processes comply with applicable laws and regulations. Daily responsibilities include identifying internal and external risks, performing control assessments, conducting UDAAP validations, and providing guidance on business policies and procedures to support compliant scaling. The role requires expertise in compliance risk management frameworks, as well as knowledge of card operations, servicing, systems, and platforms. The candidate will manage compliance data analysis, participate in governance reporting for senior leadership, and ensure that growth initiatives integrate necessary controls for new-to-credit products.

What you'll do

  • Provide proactive compliance advice during the product development lifecycle for credit card and loan segments.
  • Integrate compliance risk into business strategies and growth initiatives for new-to-credit products.
  • Identify internal and external risks and provide guidance on remediation or escalation to subject matter experts.
  • Perform and review control assessments to ensure accuracy and adherence to established test procedures.
  • Evaluate the impact of Internal Audit, Regulatory Exams, and self-identified issues on compliance.
  • Advise business units on the application of regulations regarding new products, process development, and monitoring.
  • Conduct targeted validations and reviews on controls over applicable regulations and UDAAP requirements.
  • Analyze compliance data to ensure consistency and adequate risk management across the organization.

What we're looking for

  • Bachelor's degree or military experience.
  • At least 4 years of experience in compliance, legal, or audit.
  • At least 4 years of experience supporting, partnering, and interacting with internal business clients.
  • Master's degree or Law degree preferred.
  • 7+ years of experience in compliance, legal, or audit preferred.
  • CRCM, ACAMS, or CIPP certification preferred.
  • Strong knowledge of Card Operations, Servicing, Systems, and Platforms preferred.

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