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About Goldman Sachs
Goldman Sachs is a leading global investment banking, securities, and investment management firm providing financial services to corporations, financial institutions, governments, and individuals.
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Listed pay typically runs
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Compliance, ECO Risk Management, Vice President, Dallas joins the Enterprise Compliance Office – Risk Management team within Global Compliance to manage and maintain the firm's integrated regulatory compliance program. This role involves designing and implementing a strategic firmwide regulatory inventory process for laws, rules, and regulations. The individual will apply legal analysis and regulatory expertise to assess scope, draft plain-language obligation summaries, and manage content across systems, policies, and risk taxonomies. Key responsibilities include collaborating with Legal, Risk, and Engineering stakeholders to translate complex requirements into actionable program requirements while identifying opportunities for automation and AI tooling. Candidates must possess a bachelor's degree, preferably a JD or LLM, along with experience in financial services, legal analysis, and compliance risk management. Proficiency in MS Office, specifically PowerPoint and Excel, is required to support regulatory examinations and internal audits.
Manage the design, implementation, and ongoing maintenance of a firmwide regulatory inventory process for laws, rules, and regulations.
Apply legal and regulatory judgment to assess the scope, applicability, and materiality of various regulatory requirements.
Draft and refine plain-language summaries of regulatory obligations to ensure clear understanding across the firm.
Manage inventory data including source citations, policy mapping, and connectivity with internal risk taxonomies.
Partner with internal stakeholders to interpret how regulations impact specific products, services, and jurisdictions.
Identify opportunities to improve legal analysis through process design, automation, and AI tooling.
Prepare senior-level materials and decision papers for governance routines and escalation content.
Support regulatory examinations and audits by providing clear explanations of program design and execution.
What we're looking for
5+ years of experience in financial services, legal, regulatory, compliance, risk management, or a comparable control function.
Bachelor’s degree required; JD, LLM, or equivalent legal/regulatory qualification (preferred).
Demonstrated experience reviewing, interpreting, and applying laws, rules, regulations, or supervisory expectations in a financial services environment.
Strong understanding of compliance risk management programs, regulatory inventory, change management, policy governance, and controls.
Ability to distill complex legal and regulatory requirements into concise, actionable summaries for senior management.
Excellent analytical, problem-solving, critical thinking, and written communication skills with strong attention to detail.
Sound judgment, professional maturity, and the ability to provide credible challenge in a collaborative environment.
Advanced knowledge of PowerPoint and Excel (preferred).
Excel
Microsoft Power Automate
SharePoint
Microsoft Word
PowerPoint
AI-enabled tools
Automation
GDPR
LGPD
Risk Assessment
Compliance Monitoring
Process Improvement
Data Integrity
Project Management