Senior Manager, Compliance Advisor

Capital One Financial

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Quick summary

Work type
On-site
Location
McLean, VARichmond, VARiverwoods, IL
Salary
$177,700–$202,800 / yr
Posted
3 days ago
Freshness
Confirmed live today

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Salary context

Competitive pay

How this pay compares to similar roles

Similar $179k
This role $190k
$122k most similar roles pay here $234k

This role pays more than 56% of similar roles. Most pay $145,550–$213,200 — the shaded band above. At the midpoint, this role pays about $190k versus about $179k for comparable roles.

Based on 239 similar postings.

Employer

About Capital One Financial

Capital One Financial is a bank holding company specializing in credit cards, auto loans, banking, and savings products, known for its data-driven approach to consumer and commercial finance. Industry: Financial Services & Banking

Capital One Financial currently has 878 open roles on FindRole.

Listed pay typically runs $197,300–$225,100 across 872 roles with salary data.

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View all roles at Capital One Financial

At a glance

TL;DR · Senior Manager, Compliance Advisor

The Compliance Advisor Senior Manager performs a key risk management role in the second line of defense, providing primary compliance support for the New to Credit credit card business segment. This individual serves as a strategic partner during the product development lifecycle, ensuring that corporate initiatives and processes comply with applicable laws and regulations. Daily responsibilities include identifying internal and external risks, performing control assessments, conducting UDAAP validations, and providing expert guidance on business policies, standards, and procedures to support compliant scaling. The role requires deep subject matter expertise in compliance risk management frameworks and relevant legal requirements. Candidates must possess a Bachelor’s Degree or military experience, with at least five years of experience in Compliance, Risk Management, Audit, or Legal. Preferred qualifications include a Master’s Degree, Juris Doctor, or professional certifications like CRCM, ACAMS, or CIPP.

What you'll do

  • Provide proactive compliance advice and strategic partnership during the product development lifecycle for new credit products.
  • Identify internal and external risks related to business initiatives and provide guidance on remediation strategies.
  • Maintain expert knowledge of applicable laws, regulations, and the Compliance Risk Management Framework.
  • Perform and review control assessments to ensure accuracy and adherence to established test procedures.
  • Evaluate regulatory exams, internal audits, and self-identified issues for potential compliance impacts.
  • Advise business units on implementing controls, monitoring programs, and corrective actions for compliance breakdowns.
  • Conduct targeted validations and reviews of controls over applicable regulations and UDAAP requirements.
  • Analyze compliance data to ensure consistency and provide reporting for senior leadership governance activities.

What we're looking for

  • Bachelor's Degree or military experience.
  • At least 5 years of experience in Compliance, Risk Management, Audit, or Legal.
  • Master's Degree or Juris Doctor (J.D.) (preferred).
  • 8+ years of experience in Compliance, Risk Management, Audit, or Legal (preferred).
  • CRCM certification, ACAMS certification, or CIPP certification (preferred).
  • Strong knowledge of Card Operations, Servicing, Systems, and Platforms (preferred).

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