Markets Investigator

What you'll do

• Investigate potential market manipulation and trading misconduct using advanced data analysis and AI tools.
• Design and build AI-powered solutions including LLM applications, RAG pipelines, and agentic workflows.
• Analyze complex, multi-source datasets to identify patterns of market misconduct.
• Provide well-reasoned investigative findings to attorneys, surveillance analysts, and cross-functional stakeholders.
• Coordinate with external regulators and industry bodies to share insights and align on referrals.
• Manage multiple concurrent cases while maintaining organized and well-documented data for enforcement work.
• Develop machine learning techniques and data visualizations to solve complex regulatory problems.

What we're looking for

• Bachelor's degree in a science, technology, engineering, or mathematics field, or equivalent practical experience.
• 3+ years of professional experience in data science or AI engineering.
• Demonstrated ability to develop and apply analytics, machine learning techniques, and data visualizations to solve complex problems.
• Experience or genuine interest in equities or options markets and the regulatory landscape governing them.
• Excellent written and verbal communication skills for presenting findings to technical and non-technical audiences.
• Advanced degree in a relevant field (preferred).
• Hands-on experience building with large language models, generative AI, or agentic systems (preferred).
• Familiarity with cloud-based AI and machine learning services and modern data engineering frameworks (preferred).