Director, Head of RIA Portfolio Management

Apex

Hybrid Actively hiring Verified listing
Bridgewater, New Jersey Posted 15 days ago $1,600,000–$1,600,000 / year
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At a glance

AI generated

TL;DR

The Director, Head of RIA Portfolio Management at Apex Fintech Solutions leads a high-growth initiative overseeing portfolio management operations for sub-advisory clients, requiring deep regulatory expertise and quantitative skills to manage complex trading workflows. Day-to-day responsibilities include executing daily trading cycles, ensuring compliance with securities regulations, managing client sessions, reviewing trade proposals, and conducting comprehensive risk assessments. Key technologies involve Apex's rebalancing and direct indexing technology alongside the Basket Trading Application. The role demands proficiency in financial modeling, regulatory compliance, and leadership skills to support a team of portfolio managers while scaling operations from initial launch to managing billions in assets across multiple RIA clients.

Skills

Python SQL Regulation Best Interest Fiduciary Duty Written Supervisory Procedures Apex Basket Trading Application CI/CD Kubernetes AWS RPA PostgreSQL Snowflake Tableau GitLab JIRA Confluence Swagger RESTful APIs OAuth2

What you'll do

  • Oversee daily trading cycle for multiple RIA client books.
  • Review and approve algorithmic trade proposals to ensure compliance.
  • Manage risk by monitoring portfolio exposures and concentration limits.
  • Handle exceptions in trading workflows and investigate root causes.
  • Develop and refine regulatory policies with the Compliance team.

What we're looking for

  • Oversee daily trading cycle for multiple RIA client books.
  • Ensure compliance with securities regulations and client investment policies.
  • Manage risk by monitoring portfolio exposures and concentration limits.
  • Develop and refine written supervisory procedures for regulatory compliance.
  • Implement and configure client-specific investment models and rebalancing parameters.

Market check

Salary context

This $1,600,000–$1,600,000 range sits above 100% of similar postings on FindRole.

Peer median band

$164,100–$247,150

Median floor and ceiling across peers.

Typical midpoint (25–75%)

$159,912–$247,500

Middle half of comparable postings.

Based on 238 comparable postings.

* 240 is the maximum number of comparable postings sampled.

Employer

About Apex

Apex Fintech Solutions provides brokerage infrastructure and clearing services to financial services companies, enabling them to deliver investing, trading, and retirement solutions to their customers. Industry: Financial Technology & Brokerage Infrastructure

Apex currently has 34 open roles on FindRole.

Listed pay typically runs $129,200–$161,500 across 10 roles with salary data.

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