Operations Specialist - Banking

Apex

Hybrid

Quick summary

Work type
Hybrid
Location
Dallas, TXBelfast, United Kingdom
Posted
2 days ago
Nearby
99+ roles within 25 mi

Market check

Salary context

How this pay compares to similar roles

Similar $174k
$121k most similar roles pay here $226k

This listing doesn't post a salary. Most similar roles pay $131,225–$216,062.

Based on 240 similar postings.

Employer

About Apex

Apex Fintech Solutions provides brokerage infrastructure and clearing services to financial services companies, enabling them to deliver investing, trading, and retirement solutions to their customers. Industry: Financial Technology & Brokerage Infrastructure

Apex currently has 41 open roles on FindRole.

Listed pay typically runs $134,400–$168,000 across 12 roles with salary data.

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At a glance

TL;DR · Operations Specialist - Banking

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Apex seeks a motivated Operations Specialist to join its Banking team at the specialist level, focusing on risk management and regulatory compliance for introducing broker-dealers. The role involves monitoring operational exceptions in financial activities like asset transfers and corporate actions, handling customer inquiries, ensuring adherence to FINRA and SEC regulations, and driving process improvements to enhance efficiency and reduce risks. Ideal candidates will have a bachelor’s degree in finance or related fields, at least two years of experience in brokerage operations, proficiency in Microsoft Office and SQL, and strong analytical, communication, and problem-solving skills to thrive in this dynamic environment.

Skills

Excel SQL FINRA SEC Microsoft Office CI/CD Kubernetes Python PostgreSQL AWS Docker Terraform Prometheus Grafana

What you'll do

  • Monitor and resolve critical operations exceptions in financial activities.
  • Handle customer inquiries and requests to enhance client satisfaction.
  • Update knowledge of FINRA and SEC regulations for strict compliance.
  • Participate in initiatives to improve operational procedures and efficiencies.
  • Provide recommendations that influence the strategic direction of business operations.

What we're looking for

  • Proven track record in brokerage or financial services operations.
  • Minimum 2 years of experience in financial services operations.
  • Strong understanding of FINRA and SEC regulations.
  • Proficiency in Microsoft Office, particularly Excel.
  • Knowledge of SQL and data organization skills.
  • Excellent verbal and written communication abilities.
  • Ability to think critically and solve complex problems.

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